Capital Markets

SHKF aspires to be a trusted adviser who steers institutional clients through unique and complex capital markets transactions. Our wide spectrum of products and advisory services allows us to deliver best-in-class solutions to our clients, including:

Initial public offerings (IPOs)

Guiding our clients through every step of the initial share flotation and fundraising processes, from preparation to execution, our professional advisory services include:

  • Assessment of listing feasibility
  • Pre-IPO fund raising and restructuring
  • Underwriting of IPO shares

Corporate financial advisory

As a licensed corporate finance adviser guiding listed companies on the regulatory requirements of The Stock Exchange of Hong Kong Limited and the Securities and Futures Commission of Hong Kong, we offer a broad range of corporate finance and transaction services encompassing:

  • Mergers and acquisitions
  • Capital reorganisation
  • Takeovers and privatisation

Equity fund raising exercise

For customers seeking share placement for strategic or institutional clients, our professional market intelligence and execution capabilities enable us to attend to every detail of the fund raising project.

Debt fund raising exercise

As a significant financier, we focus on structured financing for listed companies, controlling their shareholders of listed companies, and corporate clients acting for listed companies. A comprehensive suite of debt financing solutions including term loans, convertible bonds, debt and options is available.

Pre-IPO/Direct investment

We are committed to every aspect of clients' needs. Investing in pre-IPO projects, we also advise on the structuring of pre-IPO transactions and help pre-IPO companies find strategic and institutional investors.

Institutional research

Our Institutional Research team strives to provide clients with well-thought-through investment ideas so that they can make enlightened and sound investment decisions. We seek to develop a research distribution platform that fits into our holistic Capital Markets strategy.


Institutional broking

We provide institutional distribution services and focus on growth-oriented Hong Kong companies. Our clients have access to our self-developed Pan-Asian Quantitative Equity Valuation models and a global institutional client network for share distribution.